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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
UK London, Edinburgh, East Midlands, South East, more...
EUROPE UK, Luxembourg, France, Ireland, more...
USA New York City, San Francisco, Norwalk, Boston, more...
RoW China, Singapore, UAE, Australia, more...
Search within these results Search all jobs Advanced search 
 
1-30 of 520 Jobs Company Location Date
Fixed Income Compliance Advisory
Morgan McKinley
Salary: Excellent
UK-London 25 Jul
With £164bn of assets under management, our client is one of the largest asset managers in Europe and is at the leading edge...
Compliance Products Specialist- Wealth Management
Morgan McKinley
Salary: Excellent
UK-London 25 Jul
A leading, global wealth manager requires an experienced Compliance Products specialist to provide in-depth technical advisor...
Junior Counsel - Commodities
Morgan McKinley
Salary: Competitive
UK-London 25 Jul
One of the world’s largest and fastest growing natural resources groups is looking to recruit a Junior Counsel.
Surveillance Officer - AVP
Morgan McKinley
Salary: competitive
UK-London 25 Jul
A global Investment Bank requires a Compliance Officer to join their EMEA Investment Banking Compliance department, to provid...
Head of Surveillance - Investment Bank
Morgan McKinley
Salary: competitive
UK-London 25 Jul
Our client, a top tier Investment Bank based in Canary Wharf is currently recruiting a Head of Surveillance. This person will...
Head of Compliance - Monitoring and Testing
Morgan McKinley
Salary: Top Tier Total renumerati...
UK-London 25 Jul
This is an exciting opportunity for an individual to lead the London arm of an international team, to create and execute det...
MLRO – Wealth Management
Morgan McKinley
Salary: Upto £ 100k
UK-London 25 Jul
Our client, a top tier Financial Services firm with more than £100billinon in global assets, is recruiting for an MLRO to tak...
Compliance Review Advisor
Morgan McKinley
Salary: Excellent
UK-London 25 Jul
Our client- a leading, global player in energy market- currently seek an experienced compliance specialist to provide Advisor...
Compliance Review- Investment Banking
Morgan McKinley
Salary: Excellent
UK-London 25 Jul
Our client- a premier investment bank- requires an experienced compliance specialist to join their Compliance Review team, to...
Senior Legal Counsel - IT
Morgan McKinley
Salary: COMPETITIVE
UK-London 25 Jul
IT lawyer with software background is sought for a Senior Legal Counsel role by a leading global provider of enterprise risk...
deputy compliance officer - asset management
Jonathan Wren 4
Salary: mkt rate
UK-London 25 Jul
Deputy Compliance Officer – Asset Management £mkt rate This is an excellent opportunity to join a dynamic and...
Internal Auditor
Recruiters
Salary: €76000 - 82000
UK-London 25 Jul
A leading European Commercial bank based in London is looking for an experienced auditor who has knowledge of UK/German Compl...
Equities Compliance Officer
Compliance Professionals...
Salary: Up to £90,000
UK-London 24 Jul
THE COMPANY: Our client, an international investment bank with a strong market presence is looking to recruit an Equities...
Trading Compliance Consultant
Finiti Search
Salary: Competitive
UK-London 24 Jul
This is an exceptional opportunity for a Regulatory & Trading Compliance expert to support the commercial efforts of this maj...
VP – Compliance (Fund of Funds
Not Disclosed
Salary: 60-70k
UK-London 24 Jul
A leading fund of fund’s organization with offices throughout the globe and strong growth strategy.
Senior European Counsel
State Street
Salary: Excellent + benefits
UK-London 24 Jul
Working with SSgA's investment funds team to provide support to SSgA's fund business in Europe
Senior Operational Risk Manager
Marshall Warburton
Salary: Very competitive - £50-90...
UK-London 24 Jul
A globally recognised investment bank is currently looking for a senior operational risk manager.
Senior Compliance officer
Marshall Warburton
Salary: Very competitive - £75-10...
UK-London 24 Jul
Senior level compliance manager to oversee and run activities in our clients global investment bank across all products and...
Compliance Manager
Northern Trust
Salary: Competitive
UK-London 24 Jul
Compliance Manager - Anti-Money Laundering
Operational Risk Analyst - Insurance
Hays City
Salary: pension, 25 days holiday
UK-London 24 Jul
Working for a large Life company based in London, this is an excellent opportunity for a Risk Analyst looking to develop thei...
Compliance Specialist
Schroders
Salary: Competitive
UK-London 24 Jul
Assist the Compliance Manager in providing advice to the UK Retail Division liaising with both internal & external parties, i...
Equity Derivatives Lawyer
Société Générale - UK
Salary: Competitive
UK-London 24 Jul
The role of the Legal Department in London is to advise on matters of English law.
Legal and Regulatory Officer
Joslin Rowe Compliance
Salary: Excellent
UK-London 24 Jul
My client, a eminent trading house with a global presence is seeking a regulatory officer for its offices in London. Reportin...
Compliance Director - Institutional Sales & Trading Surveillance
Joslin Rowe Compliance
Salary: £Highly Competitive
UK-London 24 Jul
A Director position within one of the world's most prestigious investment banks
Relationship Managers
FSA
Salary: £40,000 - 90,000 + benefi...
UK-London 24 Jul
As one of our relationship managers, you'll build strong links with their senior management, helping them to identify and mit...
Head of Compliance Monitoring
PSD Group
Salary: £75,000-£80,000
UK-London 24 Jul
Whilst my client have global recognition as an Investment Banking and Securities operation as well a leading Wealth Manager,...
Counsel (Banking)
EBRD
Salary: Competitive
UK-London 24 Jul
Role Overview
The EBRD's Office of the General Counsel is at the core of EBRD's challenging mandate to support the...
Risk Analyst
Investit
Salary: Competitive
UK-London 24 Jul
A leading provider of Asset services is currently looking to expand their Risk Team. They are looking for a number of Risk An...
Fund Objectives & Guideline Management - Risk Manager - Asset Management - London/City
Saul & Partners
Salary: £110K Total
UK-London 23 Jul
Fund Objectives & Guideline Management/Risk Manager required by top tier Asset Management firm in the heart of the City, requ...
Head of Capital Strategy, Top UK Bank, London
JP Banking Solutions
Salary: £80k - £100k + bonus + be...
UK-London 23 Jul
Our client is one of the top Commercial banks in the UK and currently have an exciting opportunity to join their dynamic and...
Jobs: Compliance / Legal (1-30 of 520 Jobs)
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